Governance

Insights from the
front line

Regulators have become significantly more sophisticated in how they assess governance. The CBI's PCF regime, the FCA's SM&CR, and MiCAR's management body requirements all place individual accountability at the centre of the supervisory relationship. The analysis below covers governance as it is assessed in practice — what boards need to evidence, how compliance programmes are evaluated against regulatory expectations, and how to close the gap between governance that satisfies a regulator and governance that actually works.

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Governance
Regulatory Briefing

Russia Sanctions: G7 issues its first joint guidance on preventing Russian export control and sanctions evasion

In response to Russia's ongoing invasion of Ukraine, the Group of 7 (G7) nations—Canada, France, Germany, Italy, Japan, the United Kingdom, and the United States—have imposed unprecedented sanctions and export controls on Russia. This coordinated action, aligned with the Global Export Control Coalition (GECC), aims to curb Russia’s access to technologies and materials vital to its military operations.

Apr 2026
Governance
Regulatory Briefing

Governance in Financial Institutions

MiCAR is now fully applicable across the EU. But for firms operating globally, the regulatory picture is more complex. US state and federal frameworks, APAC licensing routes, and multiple EU gateway strategies each carry different implications for business model design and regulatory risk.

Apr 2026

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CBI RSO 2026: CASP Briefing
Apr 6
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CBI RSO 2026: EMI & PI Briefing
Apr 6
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Maturity Assessments

Operational Resilience AssessmentAML/CTF Maturity Assessment

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